Locke Financial Services, Inc.
Firm details
- Headquarters
- Palatine, Illinois
- CRD number
- 117611
- Website
- www.lockefinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals100%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Locke Financial Services, Inc. is an independent, individually owned registered investment adviser that serves primarily individual and family clients. The firm offers financial planning and portfolio management for individuals and small businesses and charges a mix of percentage-of-AUM and fixed fees. Its stated preferences emphasize equities, and it does not list ESG investing as an active focus. The firm is not positioned as a capital allocator or pension consultant and does not identify as a multi-state or newly formed adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities95%
- Investment Grade Corp Bonds4%
- Cash & Cash Equivalents1%
Contacts
1 of 1
Denzil Locke
PresidentCRD 1660024
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Palatine, IL
Cook
Location
Palatine, IL
Headquartered in Palatine, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 630 N North Ct
- Time zone
- CT (UTC-6)
- Office locations
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