LOCKE FINANCIAL SERVICES, INC.

Overview

Locke Financial Services, Inc. is an independent registered investment adviser that focuses on financial planning and discretionary portfolio management for individual and family clients, including small-business owners. The firm operates on a mix of percentage-of-assets and fixed-fee arrangements and is owned by an individual rather than an institutional parent. Investment activity is centered on publicly traded equities delivered primarily through separately managed account structures and exchange-traded vehicles, with selective use of private placements and other third-party strategies to supplement core portfolios. The firm is not positioned as an ESG-focused investor and does not advertise multi-state advisory registration or pension consulting services.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices