Locke Asset Management
Firm details
- Headquarters
- ,
- CRD number
- 286132
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI85.53%
- Individuals14.47%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Locke Asset Management is an independent, owner-operated registered investment adviser that focuses on individual and family clients. The firm provides financial planning and portfolio management for individuals and small businesses and charges clients via a percentage of assets under management and occasional hourly fees. It is not set up as a multi-state or pension consultant adviser, does not identify as an active ESG investor, and is not a capital allocator or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities62%
- Public Funds/Mutual Funds36%
- Cash & Cash Equivalents2%
Owners & executives
1 of 1
Arthur Locke
Founder, President & CEOCRD 6732027
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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