LOCAL WEALTH ADVISORS

RIASEC Registered

Total AUM

$5.3M

Discretionary

$4.3M

81% of AUM

Avg account

$103K

Accounts

Employees

Advisory reps

Firm details

Headquarters: NAPLES, Florida
CRD number: 336279
Custodians: CHARLES SCHWAB & CO., INC., BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI46.9%
Individuals34.33%
Pension & Profit Sharing Plans18.76%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Local Wealth Advisors is an independent registered investment adviser organized as an LLC and owned by an individual. The firm serves both individual/family and institutional clients and operates as a capital allocator — advising on and placing client capital with outside managers where appropriate. Its advisory offering includes comprehensive financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and the selection of third‑party advisers. Compensation is a mix of percentage‑of‑AUM and fixed fees. The firm also engages in other financial product sales and does not present itself as an active ESG investor.