LM Advisors LLC

RIASEC RegisteredEst. 2011

Total AUM

$2.9B

Discretionary

$2.9B

100% of AUM

Avg account

$2M

Accounts

1,466

Employees

Advisory reps

Firm details

Headquarters: San Diego, California
CRD number: 153940
Registered since: April 25, 2011
Website: www.lmadvisors.com
Custodians: MORGAN STANLEY & CO. LLC
Fee structure: Percentage of AUM, Fixed Fees, Other
Client types: HNWI81.11%
Insurance Companies11.69%
Individuals3.28%
Pooled Investment Vehicles2.66%
Pension & Profit Sharing Plans0.94%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

LM Advisors LLC is an SEC-registered investment adviser formed in 2011 and organized as an LLC. The firm serves both individual/family and institutional clients and offers portfolio management for individuals/small businesses, pooled investment vehicles, and businesses or institutions. Its fees include percentage-of-AUM arrangements, fixed fees and other fee structures. LM Advisors does not identify as an active ESG investor and is not classified as a multi-state or newly formed adviser. The firm is not primarily a capital allocator to proprietary strategies but does act in sponsor/GP and managing-member roles for pooled vehicles it advises. LM Advisors was named to the Financial Times’ Top 300 RIA Firms list in 2020.