LM Advisors LLC
Firm details
- Headquarters
- San Diego, California
- CRD number
- 153940
- Registered since
- April 25, 2011
- Website
- www.lmadvisors.com
- Custodians
- MORGAN STANLEY & CO. LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI81.11%
- Insurance Companies11.69%
- Individuals3.28%
- Pooled Investment Vehicles2.66%
- Pension & Profit Sharing Plans0.94%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
LM Advisors LLC is an SEC-registered investment adviser formed in 2011 and organized as an LLC. The firm serves both individual/family and institutional clients and offers portfolio management for individuals/small businesses, pooled investment vehicles, and businesses or institutions. Its fees include percentage-of-AUM arrangements, fixed fees and other fee structures. LM Advisors does not identify as an active ESG investor and is not classified as a multi-state or newly formed adviser. The firm is not primarily a capital allocator to proprietary strategies but does act in sponsor/GP and managing-member roles for pooled vehicles it advises. LM Advisors was named to the Financial Times’ Top 300 RIA Firms list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities37%
- Investment Grade Corp Bonds31%
- US Government Bonds10%
- Public Funds/Mutual Funds10%
- Non-Investment Grade Corp Bonds6%
Contacts
3 of 5
Jonathan Chatfield
AnalystCRD 2583511
Luis Maizel
Senior Managing DirectorCRD 4415122
Leonardo Simpser
Founder and Managing DirectorCRD 5613550
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 118Active vs passive
$537M in ETFs
90%
$480M
6%
$56.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $70.3M | 95,440 | 13.09% |
Location
San Diego, CA
San Diego
Location
San Diego, CA
Headquartered in San Diego, CA, anchoring the San Diego-Chula Vista-Carlsbad, CA metro in the West.
- Metro area
- San Diego-Chula Vista-Carlsbad, CA
- Region
- West
- County
- San Diego
- Address
- 750 B St
- Time zone
- PT (UTC-8)
- Office locations
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