LM Advisors LLC

RIASEC Registered

Total AUM

$2.9B

Discretionary

$2.9B

100% of AUM

Avg account

$2M

Accounts

1,466

Employees

Advisory reps

Firm details

Headquarters: San Diego, California
CRD number: 153940
Registered since: April 25, 2011
Website: www.lmadvisors.com
Custodians: MORGAN STANLEY & CO. LLC
Fee structure: Percentage of AUM, Fixed Fees, Other
Client types: HNWI81.11%
Insurance Companies11.69%
Individuals3.28%
Pooled Investment Vehicles2.66%
Pension & Profit Sharing Plans0.94%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

LM Advisors LLC is an independent registered investment adviser organized as an LLC that has been SEC-registered since 2011. The firm serves both individual and family clients as well as institutional accounts, offering portfolio management across individual clients, pooled investment vehicles, and business or institutional portfolios. Its fee arrangements include percentage-of-AUM billing alongside fixed fees and other fee structures. LM Advisors is not positioned as a capital allocator and does not list ESG investing as an active focus. The firm also appears in the broader industry: it was named among the Financial Times’ Top 300 RIA Firms in 2020. Its reported owner types include both a domestic entity and an individual, and its affiliations indicate roles as an investment adviser and sponsor, as well as serving as GP/managing member for pooled vehicles.