Lloyd Harbor Capital Management, LLC

RIASEC RegisteredEst. 2022
Total AUM
$354M
Discretionary
$354M
100% of AUM
Avg account
$177M
Accounts
2
Employees
6
Advisory reps
1

Firm details

Headquarters
Cold Spring Harbor, New York
CRD number
304646
Registered since
July 27, 2022
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Lloyd Harbor Capital Management, LLC is an SEC-registered hedge fund manager that operates as a limited liability company and began SEC registration in 2022. The firm serves primarily institutional clients and manages pooled investment vehicles while also providing portfolio management for individuals, small businesses, and institutions. Lloyd Harbor functions in sponsor and general partner roles for pooled vehicles and is identified as a commodity pool operator/commodity trading advisor (CPO/CTA). Its compensation model combines a percentage-of-assets fee with performance-based fees. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

1 of 1
  • Timothy Rotolo

    Managing MemberCRD 5161774

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 2

Active vs passive

$22.9M in ETFs

Passive

100%

$22.9M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPROTT URANIUM MINERS ETF (URNM)SprottPassiveNatural Resources$11.5M219,47150.39%

Location

Primary office

Cold Spring Harbor, NY

Suffolk

Location

Cold Spring Harbor, NY

Headquartered in Cold Spring Harbor, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Suffolk
Address
44 Main St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth