LL Financial Services, LLC
Firm details
- Headquarters
- ,
- CRD number
- 284517
- Website
- www.llfinancialservices.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI57.14%
- Individuals31.41%
- Pension & Profit Sharing Plans11.44%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
LL Financial Services, LLC is a small, independent registered investment adviser that serves individual and family clients with a mix of financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm operates as a limited liability company owned by an individual and presents itself as a fee-based adviser that charges a combination of percentage-of-AUM, hourly fees and fixed fees. Investment activity centers on equity-heavy portfolios, with a clear preference for exchange-traded equities. LL Financial Services runs discretionary mandates and uses third‑party managers for alternative strategies rather than acting as a capital allocator itself. The firm does not characterize itself as an active ESG investor and is not registered as a multi-state adviser. The firm’s business background includes accounting services, which suggests a planning and tax-aware approach to portfolio construction and client reporting. Client segments are affluent individuals and families who typically receive integrated planning and investment oversight.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities55%
- Public Funds/Mutual Funds43%
- Cash & Cash Equivalents2%
- Investment Grade Corp Bonds1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
Similar firms
Bertolet Capital LLC
RIANew York, NY
Memento Financial Planning
RIABarlas O'Reilly Wealth Management, LLC
RIATarpon Springs, FL
Proactive Planning Wealth Advisory
RIAOverland Park, KS