Lighthouse Financial Services Inc

RIASEC Registered

Total AUM

$473M

Discretionary

$473M

100% of AUM

Avg account

$1M

Accounts

461

Employees

Advisory reps

Firm details

Headquarters: Brea, California
CRD number: 110367
Registered since: September 2, 1988
Website: www.lighthouselink.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI74.01%
Individuals24.29%
Corporations / Businesses1.1%
Pension & Profit Sharing Plans0.44%
Charitable Organizations0.16%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Lighthouse Financial Services Inc. is an independent registered investment adviser that has been SEC-registered since 1988. The firm serves both individual and family clients as well as institutional accounts, offering financial planning, portfolio management for individuals, small businesses and institutions, pension consulting-related services, and educational seminars. Its fee arrangements include percentage-of-AUM billing along with hourly and fixed-fee engagements. Lighthouse also engages in other financial product distribution as part of its business activities. The firm reports an equity-first orientation and does not identify as an active ESG investor.