Lighthouse Financial Services Inc

RIASEC RegisteredEst. 1988

Total AUM

$473M

Discretionary

$473M

100% of AUM

Avg account

$1M

Accounts

461

Employees

Advisory reps

Firm details

Headquarters: Brea, California
CRD number: 110367
Registered since: September 2, 1988
Website: www.lighthouselink.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI74.01%
Individuals24.29%
Corporations / Businesses1.1%
Pension & Profit Sharing Plans0.44%
Charitable Organizations0.16%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Lighthouse Financial Services Inc. is an independent registered investment adviser that has been SEC-registered since 1988 and is owned by an individual. The firm serves both individual/family and institutional clients and offers comprehensive advisory work that includes financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting services, and educational seminars or workshops. Its billing mixes asset-based fees with hourly and fixed-fee arrangements. The firm does not characterize itself as an active ESG investor, is not a multi-state adviser, and is not set up as a capital allocator. It does, however, use third-party managers to gain exposure to certain alternative strategies (see Investments & Alternatives).