LIGHT CAPITAL LLC

RIASEC RegisteredEst. 2023

Total AUM

$135M

Discretionary

$56.4M

42% of AUM

Avg account

$796K

Accounts

170

Employees

Advisory reps

Firm details

Headquarters: SANTA MONICA, California
CRD number: 323373
Registered since: February 16, 2023
Website: lightcap.co
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI93.7%
Corporations / Businesses6.27%
Individuals0.03%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Light Capital LLC is an independent registered investment adviser organized as a limited liability company and registered with the SEC in 2023. The firm is owned by an individual and serves primarily individual and family clients. Its advisory services cover financial planning, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. Fee arrangements are flexible: the firm uses asset-based fees as well as hourly, fixed, and performance-based billing depending on the engagement. FINTRX classifies Light Capital as not being a capital allocator and not active on ESG mandates. The firm is not listed as a multi-state adviser, pension consultant, or related adviser.