LGM CAPITAL MANAGEMENT LLC
Firm details
- Headquarters
- PHOENIX, Arizona
- CRD number
- 283872
- Registered since
- September 22, 2016
- Website
- lgmcapitalmanagement.com
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies100%
- Services
- Portfolio Management for Investment Companies
Firm profile
FINTRXOverview
LGM Capital Management LLC is a small, SEC-registered investment adviser formed in 2016 and organized as a limited liability company. The firm identifies its client base as institutional and is structured to provide portfolio management for investment companies. Its stated business activity is a law firm, which suggests the advisory practice may be tied to or operate alongside legal services rather than a traditional multi-adviser wealth management franchise. LGM charges fees as a percentage of assets under management and does not position itself as a capital allocator to third-party managers. The firm is not an active ESG investor and is not listed as a multi-state adviser, consistent with a compact, single-client operating model.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1DAVID HSU
Chief Compliance OfficerCRD 4140214
Contacts
1 of 1Th Moring
Co-FounderCRD 6704681
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
PHOENIX, AZ
MARICOPA
Location
PHOENIX, AZ
Headquartered in PHOENIX, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.
- Metro area
- Phoenix-Mesa, AZ
- Region
- West
- County
- MARICOPA
- Address
- 2325 E Camelback Rd
- Time zone
- MT (UTC-7)
- Office locations
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