LGM Capital Management LLC

RIASEC RegisteredEst. 2016
Total AUM
$14.9M
Discretionary
$14.9M
100% of AUM
Avg account
$14.9M
Accounts
1
Employees
2
Advisory reps
2

Firm details

Headquarters
Phoenix, Arizona
CRD number
283872
Registered since
September 22, 2016
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

LGM Capital Management LLC is a privately owned limited liability company that operates as an institutional registered investment adviser. The firm has been SEC-registered since 2016 and is owned by an individual. Its core advisory activity is portfolio management for investment companies, and its client base is institutional. LGM charges fees as a percentage of assets under management. The firm is affiliated with a law firm and lists law practice among its business activities. It is not positioned as an active ESG investor, is not a multi-state adviser, and does not function as a pension consultant or capital allocator.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • David Hsu

    David Hsu

    Chief Compliance OfficerCRD 4140214

Contacts

1 of 1
  • Th Moring

    Co-FounderCRD 6704681

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Phoenix, AZ

Maricopa

Location

Phoenix, AZ

Headquartered in Phoenix, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
Maricopa
Address
2325 E Camelback Rd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth