LGK ADVISORS, LLC

RIASEC RegisteredEst. 2010
Total AUM
$4.4B
Discretionary
$4.4B
100% of AUM
Avg account
$258M
Accounts
17
Employees
27
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
154922
Registered since
September 13, 2010
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

LGK Advisors, LLC is a private-equity–focused investment adviser that operates as sponsor and general partner for pooled investment vehicles. The firm’s business model centers on running private funds and providing portfolio management for those pooled vehicles, with regulatory activities characterized as CPO/CTA. Its client base is institutional, and its fees combine a percentage-of-AUM component with performance-based fees typical of closed-end private funds. The firm is not positioned as an active ESG investor and is not registered as a multi-state adviser. LGK’s allocation emphasis leans heavily toward private equity strategies, with meaningful exposure to other private-market asset classes through third-party managers. As sponsor/GP and portfolio manager, the firm structures and oversees multiple private funds rather than operating primarily as a retail RIA or discretionary wealth manager for individuals.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • DANIEL CAFFARELLI

    Chief Compliance Officer and CounselCRD 5395572

  • MICHAEL CALANDRA

    Chief Financial OfficerCRD 6453476

  • DAVID TISCH

    Founder & Chief Exceutive OfficerCRD 2657749

Contacts

3 of 3
  • SAUL DIAMOND

    Co-PresidentCRD 1915149

  • Aaron Shapiro

    Co-PresidentCRD 7712600

  • Jeffery Fang

    General CounselCRD 7525699

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
712 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth