Lewis Asset Management
Firm details
- Headquarters
- Lafayette, California
- CRD number
- 143409
- Registered since
- September 2, 2020
- Website
- www.lewisam.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI89.14%
- Individuals10.27%
- Corporations / Businesses0.39%
- Pension & Profit Sharing Plans0.2%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Lewis Asset Management is an independent, individual-owned RIA organized as an LLC. The firm is SEC-registered (2020) and serves both individual/family and institutional clients. Its advisory offerings include financial planning and portfolio management for individuals, small businesses, and institutions, and the firm also operates as an insurance broker. Fee arrangements combine asset-based fees and fixed-fee engagements. The firm indicates a preference for equity-oriented strategies and is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities76%
- Public Funds/Mutual Funds12%
- Investment Grade Corp Bonds5%
- State & Local Bonds4%
- Cash & Cash Equivalents2%
Contacts
3 of 5
Mark Phillips
Investment Advisor RepresentativeCRD 4767861
Joseph Mcdonough
Senior Vice PresidentCRD 2313201
David Lewis
Owner & PrincipalCRD 2945897
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 96Active vs passive
$100M in ETFs
83%
$82.8M
16%
$17.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $12.5M | 16,328 | 12.47% |
Location
Lafayette, CA
Contra Costa
Location
Lafayette, CA
Headquartered in Lafayette, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Contra Costa
- Address
- 985 Moraga Rd
- Time zone
- PT (UTC-8)
- Office locations
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