LESA SROUFE & COMPANY, INC.
Firm details
- Headquarters
- SEATTLE, Washington
- CRD number
- 130232
- Registered since
- January 3, 2005
- Website
- www.sroufeco.com
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI98.39%
- Individuals1.61%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPublication of Periodicals
Firm profile
FINTRXOverview
Lesa Sroufe & Company, Inc. is an independent registered investment adviser that has been SEC-registered since 2005 and is owned by an individual. The firm serves private individuals and families, offering fee arrangements that include percentage-of-AUM billing as well as fixed fees. Its advisory scope includes financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and the publication of periodic newsletters. The firm is not positioned as a capital allocator to external managers, does not report being an active ESG investor, and is not registered as a multi-state adviser. Services are focused on direct client advisory relationships rather than pension consulting or related-adviser structures.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities65%
- US Government Bonds10%
- State & Local Bonds10%
- Cash & Cash Equivalents8%
- Public Funds/Mutual Funds6%
Owners & executives
2 of 2SHAUN CORRY
Chief Compliance OfficerCRD 5169130
LESA SROUFE
President, Chief Investment OfficerCRD 1039743
Contacts
1 of 1Brett Anderson
Vice President, ResearchCRD 7493051
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 7Active vs passive
$12.7M in ETFs
100%
$12.7M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES SILVER TRUST (SLV) | BlackRock | Passive | Commodities Focused | $6.6M | 96,703 | 51.93% |
Location
SEATTLE, WA
KING
Location
SEATTLE, WA
Headquartered in SEATTLE, WA, anchoring the Seattle-Tacoma, WA metro in the West.
- Metro area
- Seattle-Tacoma, WA
- Region
- West
- County
- KING
- Address
- 801 2nd Ave
- Time zone
- PT (UTC-8)
- Office locations
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