Leo Wealth Management, LLC

RIASEC Registered

Total AUM

$37.3M

Discretionary

$37.3M

100% of AUM

Avg account

$252K

Accounts

148

Employees

Advisory reps

Firm details

Headquarters: Staten Island, New York
CRD number: 337537
Registered since: August 26, 2025
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: Individuals51.34%
HNWI48.25%
Corporations / Businesses0.4%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

LEO Wealth Management, LLC is an independent registered investment adviser organized as an LLC and owned by an individual principal. The firm is SEC-registered (registration effective 2025) and bills clients on a percentage-of-assets-under-management basis. Its client mix includes individuals and families as well as some institutional relationships, and its stated advisory activity centers on portfolio management for individuals and small businesses. The firm does not identify as an active ESG investor, is not a multi-state adviser, and is not positioned as a capital allocator. Industry affiliation information indicates a relationship with an insurance company.