Leo Wealth, LLC

RIASEC Registered
Total AUM
$3.2B
Discretionary
$2.8B
87% of AUM
Avg account
$617K
Accounts
5,195
Employees
40
Advisory reps
16

Firm details

Headquarters
Edison, New Jersey
CRD number
283891
Registered since
September 26, 2016
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI82.39%
  • Individuals17.61%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

LEO Wealth, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2016. The firm identifies itself as a capital allocator serving individual and family clients and offers a mix of fee arrangements including asset-based fees, hourly billing, fixed fees and other structures. Core advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and selection of third-party advisers. Industry relationships extend to broker-dealers, other investment advisers, accounting and insurance firms, and the firm also acts as sponsor, general partner or managing member of pooled investment vehicles. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 89%, Cash & Cash Equivalents 10%, Private Funds 1%89%
  • Exchange Traded Equities89%
  • Cash & Cash Equivalents10%
  • Private Funds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 135

Active vs passive

$274M in ETFs

Passive

81%

$222M

Active

11%

$52.1M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD ESG US STOCK ETF (ESGV)VanguardPassiveLarge Blend$26.8M197,4669.77%

Location

Primary office

Edison, NJ

Middlesex

Location

Edison, NJ

Headquartered in Edison, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Middlesex
Address
379 Thornall St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth