Lemuel James Financial

RIASEC Registered
Total AUM
$18M
Discretionary
$18M
100% of AUM
Avg account
$87.9K
Accounts
205
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
162212
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI52.71%
  • Individuals47.29%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Lemuel James Financial is an independent registered investment adviser organized as a limited liability company and owned by an individual. The firm works primarily with individual and family clients, offering financial planning and portfolio management for individuals, small businesses, and institutional/business clients. Its stated advisory services include pension consulting. Compensation comes through a percentage-of-assets-under-management schedule and hourly charges. The adviser does not characterize itself as an active ESG investor and is not set up as a multi-state adviser or capital allocator. The firm appears to run a small, client-focused practice rather than a large institutional platform.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 60%, Investment Grade Corp Bonds 15%, US Government Bonds 13%, Cash & Cash Equivalents 12%60%
  • Exchange Traded Equities60%
  • Investment Grade Corp Bonds15%
  • US Government Bonds13%
  • Cash & Cash Equivalents12%

Contacts

1 of 1
  • Lemuel Mayberry

    Managing PrincipalCRD 3174588

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth