LEGION PRIVATE WEALTH MANAGEMENT

RIASEC Registered

Total AUM

$6.9M

Discretionary

$5.9M

84% of AUM

Avg account

$247K

Accounts

Employees

Advisory reps

Firm details

Headquarters: ELLENSBURG, Washington
CRD number: 322476
Website: legioncapitalmanagement.co
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI41.89%
Corporations / Businesses30.96%
Individuals27.15%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Legion Private Wealth Management is an independent, LLC-structured registered investment adviser that focuses on serving individual and family clients. The firm operates as a capital allocator — managing assets directly while also sourcing and selecting third-party advisers and managers for clients. Core advisory services listed in its filing include financial planning, portfolio management for individuals and small businesses, and manager selection. Its fee model is a mix of percentage-of-AUM, hourly charges, and fixed fees. The firm does not identify itself as an active ESG investor.