LEGION PARTNERS ASSET MANAGEMENT, LLC

RIASEC RegisteredEst. 2012
Total AUM
$201M
Discretionary
$201M
100% of AUM
Avg account
$40.2M
Accounts
5
Employees
4
Advisory reps
3

Firm details

Headquarters
Los Angeles, California
CRD number
164136
Registered since
June 4, 2012
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Legion Partners Asset Management, LLC is a hedge-fund manager that has been SEC-registered since 2012 and serves an institutional client base. The firm provides portfolio management for pooled investment vehicles and for businesses or institutions, and it acts as a sponsor and managing member/GP of pooled vehicles. Its fee arrangement combines a percentage-of-AUM management fee with performance-based compensation. The adviser is not billed as an ESG investor, is not a multi-state adviser, and is not classified as a capital allocator or pension consultant in the available records.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • DAVID KATZ

    CCO / Chief Operating OfficerCRD 3253961

Contacts

2 of 2
  • RAYMOND WHITE

    Managing DirectorCRD 5360420

  • CHRISTOPHER KIPER

    Managing DirectorCRD 5798843

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Los Angeles, CA

LOS ANGELES

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
12121 Wilshire Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth