Legion Partners Asset Management, LLC

RIASEC RegisteredEst. 2012
Total AUM
$201M
Discretionary
$201M
100% of AUM
Avg account
$40.2M
Accounts
5
Employees
4
Advisory reps
3

Firm details

Headquarters
Los Angeles, California
CRD number
164136
Registered since
June 4, 2012
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Legion Partners Asset Management, LLC is a hedge fund–style investment advisor organized as an LLC and SEC-registered since 2012. The firm serves institutional clients and focuses its advisory work on managing pooled investment vehicles and providing portfolio management for businesses or institutional accounts. Fee arrangements include both a percentage-of-AUM component and performance-based fees. Legion Partners does not identify as an active ESG investor, is not a multi-state adviser, and is not described as a capital allocator. The firm also acts in sponsor and general partner roles for pooled vehicles, indicating it creates and manages limited partnerships or similar structures alongside its advisory activities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • David Katz

    David Katz

    CCO / Chief Operating OfficerCRD 3253961

Contacts

2 of 2
  • Raymond White

    Raymond White

    Managing DirectorCRD 5360420

  • Christopher Kiper

    Christopher Kiper

    Managing DirectorCRD 5798843

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
12121 Wilshire Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth