Legion Capital Management, LLC

Overview

Legion Capital Management, LLC is a small, single-office advisory firm that focuses on portfolio management for individuals and small businesses. The firm operates on a mix of percentage-of-assets and fixed-fee arrangements, and its client base is composed primarily of individuals and families. Investment activity appears to be conservative and cash-aware: the largest single asset category reported is cash and cash equivalents, and the firm uses mutual funds and separately managed account structures rather than aggressive proprietary strategies. The firm is structured as a limited liability company with an individual owner and does not position itself as an allocator to external alternative managers. Legion Capital Management, LLC does not market itself as an ESG investor, does not operate across multiple states, and provides advisory services tailored to smaller institutional-type relationships (small businesses) and private clients.

Assets & Accounts

Investments & Alternatives

Location & Offices