Legion Capital Management, LLC

RIASEC Registered
Total AUM
$31.8M
Discretionary
$19.6M
62% of AUM
Avg account
$482K
Accounts
66
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
147552
Custodians
ALTRUIST FINANCIAL LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI92.77%
  • Individuals7.23%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Legion Capital Management, LLC is an independent, individual-owned registered investment adviser organized as an LLC that focuses on portfolio management for individuals and small businesses. Its client base is primarily individual and family investors, and it charges either a percentage of assets under management or fixed fees. The firm does not position itself as a capital allocator, does not identify as an active ESG investor, and is not registered as a multi-state adviser or pension consultant in the available filing summary.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Cash & Cash Equivalents 40%, Other 34%, Exchange Traded Equities 26%40%
  • Cash & Cash Equivalents40%
  • Other34%
  • Exchange Traded Equities26%

Contacts

1 of 1
  • Mark Barker

    Financial AdvisorCRD 5556493

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth