Legacy Wealth Planning

RIAState Registered
Total AUM
$34.3M
Discretionary
$34.3M
100% of AUM
Avg account
$174K
Accounts
197
Employees
1
Advisory reps
1

Firm details

Headquarters
Bethalto, Illinois
CRD number
322883
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI76.95%
  • Individuals22.62%
  • Charitable Organizations0.43%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Legacy Wealth Planning is an independent, owner-operated RIA structured as a limited liability company that serves individual and family clients. The firm offers fee-based advice using percentage-of-AUM and fixed-fee arrangements and focuses on financial planning, portfolio management for individuals and small businesses, and investor education through seminars and workshops. Legacy identifies as an active ESG investor, but it is not a multi-state adviser, pension consultant, related adviser, or a capital allocator that runs bespoke external funds.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 97%, Cash & Cash Equivalents 2%, US Government Bonds 1%97%
  • Public Funds/Mutual Funds97%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%

Contacts

1 of 1
  • Anthony Erzen

    Anthony Erzen

    Founder & Financial PlannerCRD 6287978

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Bethalto, IL

Madison

Location

Bethalto, IL

Headquartered in Bethalto, IL, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
Madison
Address
120 Mill St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth