LEGACY PLANNING ADVISORS, LLC

Overview

Legacy Planning Advisors, LLC is a client-focused advisory boutique that serves individual and family clients through a mix of financial planning, portfolio management for individuals and small businesses, and educational seminars. The firm operates as both a registered representative of a broker-dealer and an insurance broker, which shapes how it implements advice: a significant portion of client assets are held in non‑discretionary arrangements, and product solutions such as mutual funds and annuities are frequently used. Fee arrangements are flexible, including percentage of AUM, hourly charges and fixed fees, allowing advisers to tailor engagement terms to client needs. Investment activity centers on publicly available pooled vehicles—primarily mutual funds and other public funds—rather than direct-stock active trading or institutional-only strategies. Legacy Planning Advisors emphasizes client-approved implementation, consistent with its non‑discretionary mandate, and supplements portfolio construction with insurance-based solutions where appropriate. The firm is not an active ESG investor and does not present itself as a multi‑state or pension consultant adviser.

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Location & Offices