LEGACY FINANCIAL DESIGNS

Overview

Legacy Financial Designs is an independent, owner-operated registered investment adviser organized as an LLC that focuses on financial planning and portfolio management for individuals, families and small businesses. The firm runs a fee model combining a percentage of assets under management with fixed fees and manages primarily discretionary relationships. Its stated investment preference tilts heavily toward equities: exchange-traded equities are the dominant exposure in client portfolios. Legacy Financial Designs does not identify as an active ESG investor and is not positioned as a multi-state or pension consultant adviser. Investment activity centers on separately managed equity exposures and mutual fund sleeves rather than broad allocations to third‑party alternative funds. The firm’s practice and product mix suggest a core equity-first approach, using exchange-traded instruments to build client portfolios and relying on Schwab custody for the majority of assets.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices