Legacy Financial Advisors, Inc.
Firm details
- Headquarters
- Covington, Kentucky
- CRD number
- 158675
- Registered since
- August 2, 2011
- Website
- legacyfinancialadvisors.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI88.62%
- Individuals10.6%
- Charitable Organizations0.77%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Legacy Financial Advisors, Inc. is an independent, SEC-registered wealth advisory firm operating as a corporation and owned by an individual. The firm has been registered with the SEC since 2011 and positions itself as a capital allocator serving both individual/family and institutional clients. Its fee arrangements combine percentage-of-AUM billing with fixed fees. Core advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and selection of outside advisers. The firm identifies itself as an active ESG investor and lists an insurance company among its industry affiliations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds44%
- Exchange Traded Equities40%
- Cash & Cash Equivalents7%
- State & Local Bonds4%
- US Government Bonds2%
Owners & executives
3 of 3
Michael Maisel
President, CEO & FounderCRD 4214372
Jonathan Kasting
Chief Compliance OfficerCRD 7176479
Laura Branum
Chief Operating OfficerCRD 2581953
Contacts
3 of 13
Michael Mcwhinnie
Financial AdvisorCRD 4334896
Matthew Aquilia
Financial AdvisorCRD 3168428
John Wildern
PartnerCRD 4109291
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 77Active vs passive
$370M in ETFs
75%
$278M
24%
$92.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| WISDOMTREE US QUALITY DIVIDEND GROWTH FUND (DGRW) | Wisdom Tree | Passive | Large Blend | $70.1M | 732,660 | 18.92% |
Location
Covington, KY
Kenton
Location
Covington, KY
Headquartered in Covington, KY, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the South.
- Metro area
- Cincinnati-Wilmington-Maysville, OH-KY-IN
- Region
- South
- County
- Kenton
- Address
- 117 E 4th St
- Time zone
- CT (UTC-6)
- Office locations
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