Legacy Consulting Group

RIASEC Registered
Total AUM
$379M
Discretionary
$366M
97% of AUM
Avg account
$734K
Accounts
516
Employees
4
Advisory reps
5

Firm details

Headquarters
Plano, Texas
CRD number
108541
Registered since
April 20, 2000
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI92.06%
  • Charitable Organizations3.2%
  • Individuals2.36%
  • Pension & Profit Sharing Plans1.34%
  • Corporations / Businesses0.9%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Legacy Consulting Group is an independent RIA organized as an LLC that provides financial planning and portfolio management for individuals, families and small businesses. The firm is registered with the SEC and first registered in 2000. Its client mix includes both individual & family clients and institutional relationships. Compensation is primarily a percentage of AUM, supplemented by hourly charges for certain services. Legacy Consulting Group lists a broker-dealer affiliation among its industry ties and was recognized by FA Magazine as a Top RIA Firm in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 60%, Exchange Traded Equities 39%, Cash & Cash Equivalents 1%60%
  • Public Funds/Mutual Funds60%
  • Exchange Traded Equities39%
  • Cash & Cash Equivalents1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 27

Active vs passive

$286M in ETFs

Passive

28%

$79.7M

Active

62%

$206M

ETFProviderStyleCategoryValueShares% of portfolio
JPMORGAN ULTRA-SHORT INCOME ETF (JPST)JP MorganActiveUltrashort Bond$30.8M611,32510.78%

Location

Primary office

Plano, TX

Collin

Location

Plano, TX

Headquartered in Plano, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Collin
Address
5340 Legacy Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth