Legacy Capital
Firm details
- Headquarters
- The Woodlands, Texas
- CRD number
- 332184
- Registered since
- August 7, 2024
- Website
- www.lead-a-legacy.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
- Client types
- HNWI91.68%
- Individuals7.69%
- Charitable Organizations0.64%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops
Firm profile
FINTRXOverview
Legacy Capital is an independent, individually owned RIA organized as a limited liability company. It has been registered with the SEC since 2024 and serves individuals and families as well as institutional clients. Its advisory work includes financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars and workshops. The firm charges percentage-of-assets, hourly, and fixed fees, and may also use performance-based fees. Its affiliations include a broker-dealer and an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds50%
- Exchange Traded Equities38%
- Cash & Cash Equivalents9%
- Investment Grade Corp Bonds3%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 32Active vs passive
$121M in ETFs
39%
$47.2M
55%
$74.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO S&P 500 MOMENTUM ETF (SPMO) | Invesco | Passive | Large Blend | $24.3M | 160,464 | 20.06% |
Location
The Woodlands, TX
Montgomery
Location
The Woodlands, TX
Headquartered in The Woodlands, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- Montgomery
- Address
- 1725 Hughes Landing Blvd
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Position Wealth
RIAThe Woodlands, TX
AWM Financial Services Inc.
RIAThe Woodlands, TX
Cooksen Wealth, LLC
RIAThe Woodlands, TX
Diamond Client Group, LLC
RIAThe Woodlands, TX
White Wing Wealth Management, LLC
RIAThe Woodlands, TX
Newport Global Advisors L.P.
RIAThe Woodlands, TX