Legacy Capital

RIASEC RegisteredEst. 2024

Total AUM

$273M

Discretionary

$257M

94% of AUM

Avg account

$259K

Accounts

1,055

Employees

Advisory reps

Firm details

Headquarters: The Woodlands, Texas
CRD number: 332184
Registered since: August 7, 2024
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI91.68%
Individuals7.69%
Charitable Organizations0.64%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Legacy Capital is a limited liability advisory firm that serves both individual and family clients and institutional investors. The firm offers a mix of financial planning and portfolio management for individuals and small businesses, along with pension consulting and educational seminars. Its fee schedule includes percentage-of-AUM arrangements alongside hourly and fixed-fee engagements. Legacy Capital is not an active ESG investor and does not operate as a multi-state adviser; it lists industry relationships with a broker-dealer and an insurance company. The firm is SEC-registered (registration year shown as 2024) and is organized under individual ownership. Its service set indicates a hybrid advisory model that blends ongoing portfolio management with consultative and one-off planning work, which helps explain the combination of AUM-based and hourly/fixed fees.