LEGACY CAPITAL

RIASEC RegisteredEst. 2024
Total AUM
$273M
Discretionary
$257M
94% of AUM
Avg account
$259K
Accounts
1,055
Employees
3
Advisory reps
3

Firm details

Headquarters
THE WOODLANDS, Texas
CRD number
332184
Registered since
August 7, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI91.68%
  • Individuals7.69%
  • Charitable Organizations0.64%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Legacy Capital is a limited liability advisory firm that serves both individual/family and institutional clients. The firm provides financial planning, portfolio management for individuals and small businesses, pension consulting and educational workshops. Its fee model includes percentage-of-AUM billing alongside hourly and fixed-fee arrangements. Legacy Capital is SEC-registered (registration listed in 2024) and does not identify as an active ESG investor or a multi-state advisory platform. The firm maintains industry ties to a broker-dealer and an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 50%, Exchange Traded Equities 38%, Cash & Cash Equivalents 9%, Investment Grade Corp Bonds 3%50%
  • Public Funds/Mutual Funds50%
  • Exchange Traded Equities38%
  • Cash & Cash Equivalents9%
  • Investment Grade Corp Bonds3%

Contacts

3 of 3
  • Crystal Prachyl

    Managing PartnerCRD 5307936

  • MARQUIS HAMMETT

    Managing PartnerCRD 6310524

  • Micala Patschke

    Vice PresidentCRD 6809695

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 24

Active vs passive

$92.2M in ETFs

Passive

35%

$32.1M

Active

59%

$60.1M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO S&P 500 MOMENTUM ETF (SPMO)InvescoPassiveLarge Growth$15.6M139,33116.95%

Location

Primary office

THE WOODLANDS, TX

MONTGOMERY

Location

THE WOODLANDS, TX

Headquartered in THE WOODLANDS, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
MONTGOMERY
Address
1725 Hughes Landing Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth