Leeward Financial Partners, LLC

RIASEC RegisteredEst. 2020

Total AUM

$401M

Discretionary

$401M

100% of AUM

Avg account

$661K

Accounts

607

Employees

3

Advisory reps

3

Firm details

Headquarters: ,
CRD number: 288779
Registered since: December 4, 2020
Website: leewardfp.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Other
Client types: HNWI95.56%
Individuals4.44%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Leeward Financial Partners, LLC is an independent, SEC-registered registered investment adviser that focuses on serving individuals and families with financial planning and portfolio management for individuals and small businesses. The firm operates under an individual ownership structure and was registered with the SEC in 2020. Its fee arrangements include a percentage-of-AUM component, hourly billing, and other fee types. Leeward does not identify as an active ESG investor, is not a capital allocator, and does not list pension consulting or related-adviser activities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities96%
State & Local Bonds2%
Cash & Cash Equivalents2%

Owners & executives

2 of 2

Michael Emery
Founder & Chief Investment OfficerCRD 4209308
James Ridgeway
Founder & Chief Exceutive OfficerCRD 2629340

Contacts

1 of 1

Connor Ridgeway
Portfolio ManagerCRD 7640114

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 50

Active vs passive

$223M in ETFs

Passive

92%

$204M

Active

7%

$18.3M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
VANGUARD GROWTH INDEX FUND (VUG)	Vanguard	Passive	Large Growth	$22.1M	256,418	9.92%

Unlock additional holdings →

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

H. L. Ormond & Company, LLC

Greenville, NC

AUM $401MTEAM 7REPS 6

Practicecfo Investments

San Diego, CA

AUM $402MTEAM 32REPS 12

Generation Partners Management, LLC

AUM $402MTEAM 4REPS 4

TAR River Wealth Planning, LLC

Louisburg, NC

AUM $401MTEAM 9REPS 5

Essential Partners LLC

Rancho Santa Fe, CA

AUM $401MTEAM 2REPS 2

AS Avaron Asset Management

Tallinn

AUM $402MTEAM 17REPS 8