LEELYN SMITH, LLC

RIASEC RegisteredEst. 2018
Total AUM
$852M
Discretionary
$852M
100% of AUM
Avg account
$514K
Accounts
1,659
Employees
38
Advisory reps
13

Firm details

Headquarters
GENEVA, Illinois
CRD number
110517
Registered since
June 14, 2018
Custodians
LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI69.05%
  • Individuals30.37%
  • Pension & Profit Sharing Plans0.38%
  • Charitable Organizations0.2%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Leelyn Smith, LLC is an independent, individual-owned registered investment adviser (SEC-registered since 2018) that serves primarily individuals and families. The firm provides financial planning, portfolio management for individuals, small businesses and institutions, selection and oversight of other advisers, and educational seminars. It operates on a mixed-fee model — percentage of AUM plus options for hourly and fixed fees — and identifies itself as a capital allocator, directing capital to external managers when appropriate. Leelyn Smith, LLC does not position itself as an active ESG investor and lists an industry affiliation with accounting professionals.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 50%, Exchange Traded Equities 42%, Cash & Cash Equivalents 4%, Other 4%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Private Funds 1%50%
  • Public Funds/Mutual Funds50%
  • Exchange Traded Equities42%
  • Cash & Cash Equivalents4%
  • Other4%
  • US Government Bonds1%

Contacts

3 of 13
  • RYAN KAHLENBERG

    Wealth AdvisorCRD 4302251

  • Sean Poquette

    Relationship ManagerCRD 7787621

  • ANDREW GRIDER

    PresidentCRD 5448972

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 46

Active vs passive

$366M in ETFs

Passive

68%

$249M

Active

21%

$117M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD WORLD FUND (MGK)VanguardPassiveLarge Growth$55.9M152,03615.25%

Location

Primary office

GENEVA, IL

KANE

Location

GENEVA, IL

Headquartered in GENEVA, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
KANE
Address
10 N 3rd St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth