Lateral Investment Management, LLC

RIASEC RegisteredEst. 2018
Total AUM
$1B
Discretionary
$847M
84% of AUM
Avg account
$43.6M
Accounts
23
Employees
24
Advisory reps
4

Firm details

Headquarters
Burlingame, California
CRD number
159649
Registered since
January 23, 2018
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Lateral Investment Management, LLC is an SEC-registered investment adviser organized as a limited liability company and operating as a private equity fund manager for institutional clients. The firm, registered in 2018, focuses on portfolio management for pooled investment vehicles and functions in sponsor/GP and managing-member roles rather than acting solely as a capital allocator. Its fee model includes percentage-of-AUM charges alongside performance-based fees and other fee arrangements. The firm identifies as an active ESG investor and targets private-market strategies through both internally advised vehicles and allocations to external managers. It is owned by an individual and does not present itself as a multi-state adviser, pension consultant, or related adviser in the public snapshot.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • David Lin

    David Lin

    Chief Financial OfficerCRD 5857252

  • Nicholas Frederick

    Nicholas Frederick

    Senior Counsel & Chief Compliance OfficerCRD 5462814

Contacts

2 of 2
  • Dhamitha De Silva

    Dhamitha De Silva

    Managing PartnerCRD 5998887

  • Marie Hickey

    Marie Hickey

    Managing DirectorCRD 7720473

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Burlingame, CA

San Mateo

Location

Burlingame, CA

Headquartered in Burlingame, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Mateo
Address
250 California Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth