Lake Water Advisory, LLC

RIASEC RegisteredEst. 2024

Total AUM

$82.6M

Discretionary

$59M

71% of AUM

Avg account

$558K

Accounts

148

Employees

Advisory reps

Firm details

Headquarters: Sarasota, Florida
CRD number: 327854
Registered since: February 22, 2024
Website: www.lakewateradvisory.com
Custodians: ALTRUIST FINANCIAL LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: Individuals36.14%
HNWI35.27%
Pension & Profit Sharing Plans28.59%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Lake Water Advisory, LLC is an independent, limited liability RIA that registered with the SEC in 2024 and is owned by an individual. The firm serves both individual and family clients as well as institutional clients, and combines advisory services with insurance brokerage activity. Advisory offerings listed in its filings include financial planning, portfolio management for individuals and small businesses, pension consulting services, and the selection of other advisers. Fee arrangements are a mix of percentage-of-AUM and fixed fees. The firm describes itself as a capital allocator and reports using third-party managers for certain exposures. It is not identified as an active ESG investor and is not marked as a multi-state adviser in the snapshot data.