Lake State Financial Inc
RIAState Registered
Total AUM
$6.4M
Discretionary
$6.4M
100% of AUM
Avg account
$378K
Accounts
17
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 327163
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI81.22%
- Individuals18.78%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Lake State Financial Inc is an independent, owner-operated registered investment adviser that focuses on portfolio management for individuals and small businesses. The firm bills clients on a percentage-of-AUM basis and serves a client base described as individual and family investors. According to its filing, Lake State Financial is not a multi-state adviser, does not identify as an active ESG investor, and is not positioned as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities100%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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