Laguna Private Capital

RIASEC & State Registered
Total AUM
—
Avg account
$0
Accounts
0
Employees
2
Advisory reps
1

Firm details

Headquarters
Aliso Viejo, California
CRD number
340390
Fee structure
Percentage of AUM, Performance Based Fees
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Laguna Private Capital is an independent registered investment adviser organized as a limited liability company and based in California. The firm is registered with the SEC (registration year: Unknown) and is privately owned by an individual. Its advisory mandate focuses on discretionary portfolio management for individuals and small businesses as well as management of pooled investment vehicles. Compensation includes a percentage-of-AUM fee schedule and the use of performance-based fees. The firm does not identify as an active ESG investor, is not structured as a multi-state adviser, and does not describe itself as a capital allocator or pension consultant. It lists an industry affiliation as "Other Investment Adviser."

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Brendan Cummins

    Brendan Cummins

    Chief Executive OfficerCRD 7703108

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Aliso Viejo, CA

Orange

Location

Aliso Viejo, CA

Headquartered in Aliso Viejo, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
16 B Journey
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth