L M Franks Capital

Overview

L M Franks Capital operates as a small, equity-focused registered investment adviser that manages concentrated portfolios for individuals and families. The firm charges a percentage-of-AUM fee and provides discretionary portfolio management for a limited client base. Its visible investment preference is a heavy allocation to exchange-traded equities, suggesting a strategy built around liquid market exposures—both individual stocks and ETFs—rather than long lock-up alternative structures. The firm does not position itself as an ESG investor, is not a multi-state adviser, and does not appear to act as a pension consultant. Portfolio construction appears centered on straightforward equity exposure supplemented by traditional mutual funds and targeted allocations to alternative sleeves such as real estate, commodities, and REITs. That mix indicates a core-satellite approach: equities form the core for growth and liquidity, while alternatives are used for income, inflation hedging and diversification.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices