L.J. Brey, Inc.

RIASEC RegisteredEst. 2026
Total AUM
$117M
Discretionary
$117M
100% of AUM
Avg account
$457K
Accounts
257
Employees
1
Advisory reps
2

Firm details

Headquarters
,
CRD number
113996
Registered since
January 5, 2026
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI93.59%
  • Individuals6.41%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

L.J. Brey, Inc. is an independent registered investment adviser organized as a corporation. The firm is positioned to serve individual and family clients, delivering financial planning and portfolio management tailored to individuals and small businesses. Its fee arrangements include both percentage-of-assets-under-management and fixed-fee engagements. The firm is not identified as an active ESG investor and does not report acting as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 82%, Exchange Traded Equities 9%, Cash & Cash Equivalents 9%82%
  • Public Funds/Mutual Funds82%
  • Exchange Traded Equities9%
  • Cash & Cash Equivalents9%

Contacts

2 of 2
  • Randall Kam

    TrusteeCRD 6847821

  • Lesley Brey

    Lesley Brey

    Founder & Financial AdvisorCRD 2813196

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth