Kroeger Financial Partners

RIASEC Registered
Total AUM
$102M
Discretionary
$102M
99% of AUM
Avg account
$296K
Accounts
345
Employees
2
Advisory reps
3

Firm details

Headquarters
Grass Valley, California
CRD number
175113
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI71.02%
  • Individuals28.93%
  • Corporations / Businesses0.05%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Kroeger Financial Partners is an independent registered investment adviser organized as a corporation and owned by an individual. The firm serves a mix of individual and family clients as well as some institutional relationships. Its advisory work centers on financial planning and portfolio management for individuals and small businesses. Compensation is primarily a percentage of assets under management, with hourly charging also available, and the firm also engages in sales of other financial products. Kroeger Financial Partners does not identify as an active ESG investor and is not structured as a multi-state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 92%, Exchange Traded Equities 7%, Cash & Cash Equivalents 1%92%
  • Public Funds/Mutual Funds92%
  • Exchange Traded Equities7%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • Orion Kroeger

    Chief Compliance OfficerCRD 6418164

Contacts

2 of 2
  • Karen Kroeger

    CFP®CRD 4705932

  • Matthew Osypowski

    Tax PreparerCRD 7487936

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 108

Active vs passive

$114M in ETFs

Passive

70%

$79.2M

Active

15%

$34.4M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TAX-MANAGED FUNDS (VEA)VanguardPassiveForeign Large Blend$12.1M170,38310.68%

Location

Primary office

Grass Valley, CA

Nevada

Location

Grass Valley, CA

Headquartered in Grass Valley, CA, anchoring the Sacramento-Roseville, CA metro in the West.

Metro area
Sacramento-Roseville, CA
Region
West
County
Nevada
Address
12430 Nevada City Hwy
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth