Kokua Capital Management

RIASEC RegisteredEst. 2022
Total AUM
$224M
Discretionary
$203M
91% of AUM
Avg account
$817K
Accounts
274
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
168439
Registered since
March 11, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI91.09%
  • Individuals7.91%
  • Other Investment Advisers1%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Kokua Capital Management is an independent, SEC-registered registered investment adviser organized as an LLC. Founded as an SEC-registered adviser in 2022, the firm is owned by an individual and services both high-net-worth individuals and family clients as well as institutional accounts. Its business model centers on fee-based portfolio management and financial planning, with investment advice offered to individuals, families and small business owners. The firm charges a percentage-of-assets fee and is not flagged as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 46%, Public Funds/Mutual Funds 22%, Investment Grade Corp Bonds 16%, State & Local Bonds 8%, Cash & Cash Equivalents 4%, US Government Bonds 2%, Non-Exchange Traded Equities 1%, Non-Investment Grade Corp Bonds 1%46%
  • Exchange Traded Equities46%
  • Public Funds/Mutual Funds22%
  • Investment Grade Corp Bonds16%
  • State & Local Bonds8%
  • Cash & Cash Equivalents4%

Contacts

2 of 2
  • Todd Erskine

    Todd Erskine

    Managing PartnerCRD 4343177

  • Wheeler Chapman

    Wheeler Chapman

    FounderCRD 1576966

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 145

Active vs passive

$54.5M in ETFs

Passive

87%

$47.4M

Active

12%

$7M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US LARGE-CAP ETF (SCHX)SchwabPassiveLarge Blend$4.1M161,7367.61%
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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth