KOA Wealth Management, LLC
Firm details
- Headquarters
- ,
- CRD number
- 297004
- Registered since
- May 19, 2020
- Website
- koawealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI79.66%
- Individuals19.44%
- Corporations / Businesses0.9%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
KOA Wealth Management, LLC is an independent registered investment adviser formed as an LLC and SEC-registered in 2020. The firm focuses on individual and family clients and offers financial planning and discretionary portfolio management for individuals, small businesses, and other business or institutional clients. Its documented advisory activities also include pension consulting services. KOA charges clients through a mix of percentage-of-AUM fees as well as hourly and fixed-fee arrangements. The firm does not identify itself as an active ESG investor and is not recorded as a multi-state adviser. It does not operate as a capital allocator according to the available data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities49%
- Public Funds/Mutual Funds28%
- Private Funds15%
- State & Local Bonds3%
- Cash & Cash Equivalents3%
Owners & executives
1 of 1
Michael Souza
Founder, CEO & CIOCRD 4602740
Contacts
1 of 1
Arley Gonzalez
Lead Financial PlannerCRD 6952863
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 19Active vs passive
$34.9M in ETFs
98%
$34.2M
0%
$733K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV) | BlackRock | Passive | Ultrashort Bond | $10.9M | 108,255 | 31.21% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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