KLEINFELDER CAPITAL, INC.

RIASEC RegisteredEst. 2017
Total AUM
$377M
Discretionary
$376M
100% of AUM
Avg account
$350K
Accounts
1,076
Employees
5
Advisory reps
3

Firm details

Headquarters
CINCINNATI, Ohio
CRD number
289345
Registered since
August 24, 2017
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI82.32%
  • Individuals16.53%
  • Pension & Profit Sharing Plans1.08%
  • Corporations / Businesses0.07%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Kleinfelder Capital, Inc. is an independent, SEC-registered registered investment adviser organized as a corporation and established in 2017. The firm is owned by an individual and serves both individual and family clients as well as institutional clients. It provides fee-based advisory services using a mix of percentage-of-AUM billing, hourly charges, and fixed fees. Core advisory offerings listed in filings include financial planning, portfolio management for individuals and small businesses, and pension consulting services. Kleinfelder does not identify as a capital allocator or as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 75%, Exchange Traded Equities 14%, Cash & Cash Equivalents 6%, State & Local Bonds 3%, US Government Bonds 1%, Investment Grade Corp Bonds 1%75%
  • Public Funds/Mutual Funds75%
  • Exchange Traded Equities14%
  • Cash & Cash Equivalents6%
  • State & Local Bonds3%
  • US Government Bonds1%

Owners & executives

1 of 1
  • MICHAEL KLEINFELDER

    President and CEOCRD 4287993

Contacts

2 of 2
  • Braden Seymour

    Financial Advisor, AssociateCRD 7738832

  • TIMOTHY DAVIS

    Wealth AdvisorCRD 5974178

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

CINCINNATI, OH

HAMILTON

Location

CINCINNATI, OH

Headquartered in CINCINNATI, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
HAMILTON
Address
8050 Hosbrook Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth