Keystone Wealth Management
Firm details
- Headquarters
- Waterloo, Iowa
- CRD number
- 304133
- Registered since
- September 30, 2025
- Website
- www.keystonewealth.com
- Custodians
- CHARLES SCHWAB & CO., INC., JHUSA
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI53.56%
- Individuals34.09%
- Pension & Profit Sharing Plans12.35%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Keystone Wealth Management is an independent registered investment adviser that began SEC registration in 2025 and is owned by an individual. The firm serves both individuals and families as well as institutional clients and bills through a mix of percentage-of-AUM and fixed fees. Core advisory services listed include financial planning, portfolio management for individuals and small businesses, and pension consulting. Keystone does not position itself as a capital allocator and is not an active ESG investor.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds96%
- US Government Bonds1%
- State & Local Bonds1%
- Investment Grade Corp Bonds1%
- Cash & Cash Equivalents1%
Contacts
1 of 1
David Becker
Owner, Certified Financial PlannerCRD 3063973
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Waterloo, IA
Black Hawk
Location
Waterloo, IA
Headquartered in Waterloo, IA, in the Midwest of the United States.
- Region
- Midwest
- County
- Black Hawk
- Address
- 999 Home Plz
- Time zone
- CT (UTC-6)
- Office locations
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