Keystone Financial Group, LLC
Firm details
- Headquarters
- Lexington, Kentucky
- CRD number
- 170201
- Registered since
- February 26, 2014
- Website
- www.keystoneky.com
- Custodians
- LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI50.93%
- Individuals47.55%
- Corporations / Businesses1.29%
- Charitable Organizations0.23%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Keystone Financial Group, LLC is an independent registered investment adviser formed in 2014 and owned by an individual. The firm serves both individual and family clients as well as institutional accounts. Its advisory practice centers on financial planning, portfolio management for individuals and small businesses, and investor education through seminars and workshops. Keystone also operates as a registered representative of a broker‑dealer and as an insurance broker, and offers fee arrangements that include a percentage of AUM, hourly charges, and fixed fees. The firm does not position itself as a capital allocator and is not an active ESG investor. In 2020 Keystone received a Citywire mention among a list titled “50 Growers Across America.”
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities65%
- Public Funds/Mutual Funds25%
- Cash & Cash Equivalents6%
- Other3%
- State & Local Bonds1%
Contacts
3 of 34
Eugene Richardson
Financial Advisor and Registered RepresentativeCRD 1197490
Tobin Jenkins
Financial PlannerCRD 4654943
Joseph Smith
Senior Financial AdvisorCRD 3025608
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 362Active vs passive
$1.2B in ETFs
67%
$833M
17%
$414M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $80.5M | 107,838 | 6.46% |
Location
Lexington, KY
Fayette
Location
Lexington, KY
Headquartered in Lexington, KY, anchoring the Lexington-Fayette--Richmond--Frankfort, KY metro in the South.
- Metro area
- Lexington-Fayette--Richmond--Frankfort, KY
- Region
- South
- County
- Fayette
- Address
- 527 Wellington Way
- Time zone
- CT (UTC-6)
- Office locations
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