Keystone Financial

RIAState Registered
Total AUM
$51.2M
Discretionary
$51.2M
100% of AUM
Avg account
$93.6K
Accounts
547
Employees
3
Advisory reps
3

Firm details

Headquarters
Eau Claire, Wisconsin
CRD number
336237
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals89.37%
  • HNWI9.46%
  • Pension & Profit Sharing Plans0.88%
  • Corporations / Businesses0.29%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Keystone Financial is an independent, owner-operated limited liability company registered in Wisconsin that provides financial planning and discretionary portfolio management primarily for individuals, families and small-business owners, with some institutional clients. The firm bills through a combination of asset-based fees, hourly charges and fixed-fee arrangements. Keystone reports relationships with accountants and insurance companies as part of its professional network. The firm does not position itself as a capital allocator and does not list active ESG investing among its approaches.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 73%, Exchange Traded Equities 23%, Cash & Cash Equivalents 4%73%
  • Public Funds/Mutual Funds73%
  • Exchange Traded Equities23%
  • Cash & Cash Equivalents4%

Owners & executives

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Contacts

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Eau Claire, WI

Eau Claire

Location

Eau Claire, WI

Headquartered in Eau Claire, WI, anchoring the Eau Claire-Menomonie, WI metro in the Midwest.

Metro area
Eau Claire-Menomonie, WI
Region
Midwest
County
Eau Claire
Address
4252 Southtowne Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth