Kestra Advisory Services, LLC
Firm details
- Headquarters
- Austin, Texas
- CRD number
- 283330
- Registered since
- December 31, 1998
- Website
- www.kestrafinancial.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI58.66%
- Individuals30.75%
- Pension & Profit Sharing Plans7.94%
- Corporations / Businesses2.2%
- Charitable Organizations0.37%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Kestra Advisory Services, LLC is an SEC-registered investment adviser organized as an LLC and in operation since 1998. The firm serves both individuals and families as well as institutional clients, offering a mix of financial planning and portfolio management services across retail and institutional channels. Its advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses and institutions, pension consulting, and selection of other advisers. Fee arrangements are flexible, combining percentage-of-AUM fees with hourly and fixed-fee engagements. Kestra also has ties to other industry entities, including broker-dealer, trust company, and insurance company affiliates.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds71%
- Exchange Traded Equities19%
- Cash & Cash Equivalents5%
- State & Local Bonds2%
- Investment Grade Corp Bonds2%
Owners & executives
3 of 65
Amy Mahon
Partner, COOCRD 5841642
Sean Buckley
CEO & Managing PartnerCRD 5890148
Anne-day Mccabe
CEO & PartnerCRD 5130092
Contacts
3 of 1419
Page Pittman
Managing PartnerCRD 5640735
Bret Whiteley
Senior Financial RepresentativeCRD 5653818
Kristin Merrick
Partner, Financial AdvisorCRD 5663012
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 2,019Active vs passive
$22.6B in ETFs
66%
$14.9B
28%
$7.7B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $589M | 799,441 | 2.60% |
Location
Austin, TX
Travis
Location
Austin, TX
Headquartered in Austin, TX, in the South of the United States.
- Region
- South
- County
- Travis
- Address
- 5707 Southwest Pkwy
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Sali Fund Services
RIAAustin, TX
Sage Advisory Services Ltd Co
RIAAustin, TX
The Palisades Group, LLC
RIAAustin, TX
Precision Fiduciary Partners, LLC
RIAAustin, TX
Kestra Private Wealth Services, LLC
RIAAustin, TX
Eight Partners Vc, LLC
RIAAustin, TX