Kennedy Capital Management

RIASEC RegisteredEst. 1980

Total AUM

$5B

Discretionary

$4.9B

97% of AUM

Avg account

$23.6M

Accounts

213

Employees

Advisory reps

Firm details

Headquarters: Saint Louis, Missouri
CRD number: 105834
Registered since: July 17, 1980
Website: www.kennedycapital.com
Custodians: THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, STATE STREET BANK AND TRUST COMPANY, THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles32.27%
State / Municipal Government31.31%
Charitable Organizations9.42%
Corporations / Businesses7.5%
Other Investment Advisers5.97%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Kennedy Capital Management LLC is an institutional registered investment adviser that has been SEC registered since 1980. The firm manages portfolios for both individual and family clients as well as institutional accounts, and it charges a mix of percentage-of-AUM and performance-based fees. Its advisory activities include discretionary portfolio management for individuals and small businesses, investment companies, pooled investment vehicles, and institutions. Kennedy Capital identifies as an active ESG investor and maintains industry affiliations that include broker-dealer relationships and roles as a sponsor, general partner, or managing member of pooled investment vehicles; it is also listed as a CPO/CTA and other investment adviser in its filings.