Kelly Investment Management, LLC

RIASEC Registered
Total AUM
$571K
Discretionary
$285K
50% of AUM
Avg account
$71.3K
Accounts
8
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
322335
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Kelly Investment Management, LLC is an independent registered investment adviser organized as an LLC and owned by an individual. The firm focuses on serving individual and family clients with a mix of financial planning and portfolio management for individuals and small businesses. Its fee arrangements are flexible and include asset-based fees, hourly billing, and fixed fees, which suggests a willingness to tailor engagement models to client needs. The adviser does not present itself as an active ESG investor. Its stated business activities emphasize direct advisory relationships rather than functioning as a capital allocator or a pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 98%, Cash & Cash Equivalents 2%98%
  • Exchange Traded Equities98%
  • Cash & Cash Equivalents2%

Owners & executives

1 of 1
  • Thomas Kelly

    Thomas Kelly

    President, CEOCRD 6432291

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth