Kelley Investments

RIASEC Registered

Total AUM

$238M

Discretionary

$216M

91% of AUM

Avg account

$615K

Accounts

387

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 119099
Registered since: March 7, 2007
Website: www.kelleyinvestments.com
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges
Client types: HNWI67.94%
Individuals32.06%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Kelley Investments is an independent RIA organized as an LLC and SEC-registered since 2007. The firm serves individuals and families, offering financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection of other advisers. It operates as a capital allocator — building portfolios with third‑party managers when appropriate — and also maintains broker-dealer registered representative and insurance brokerage activities. Fee arrangements include a percentage-of-AUM schedule and hourly billing. Kelley Investments does not present itself as an active ESG investor and lists an accountant among its industry affiliations.