Kate Capital Group

Overview

Kate Capital Group is a small, owner-run independent registered investment adviser structured as an LLC that focuses on financial planning and discretionary portfolio management for individuals and small businesses. The firm charges both a percentage of assets under management and hourly fees, and it manages client relationships primarily on a discretionary basis. Investment activity centers on equity exposure, with a clear preference for exchange-traded equities as the core building block of client portfolios. The firm does not market itself as an ESG investor and operates as a single-state adviser under the classification provided. The adviser supplements its core equity allocations with pooled and third‑party vehicles when appropriate for client objectives. Given the client base of individual and family investors and the scale of assets, investment decisions appear oriented toward liquid, tradable positions for the bulk of assets, with selective use of less liquid strategies to improve diversification and return potential.

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Public Holdings

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Location & Offices