Kagan Cocozza Asset Management
Firm details
- Headquarters
- ,
- CRD number
- 154321
- Registered since
- November 29, 2024
- Website
- www.kagancocozza.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI75.05%
- Individuals24.95%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Kagan Cocozza Asset Management is a privately held corporate RIA that provides portfolio management to individuals, small businesses, and institutional clients. The firm bills clients on a percentage-of-assets-under-management basis and registers with the SEC as of 2024. Its reported owner type is individual ownership. The adviser is not identified as an active ESG investor and is not listed as a multi-state adviser in the provided data. The firm also lists a law firm affiliation.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds82%
- Exchange Traded Equities13%
- Cash & Cash Equivalents5%
Contacts
2 of 2
Laurence Kagan
Co-FounderCRD 5298126
Michael Cocozza
Co-FounderCRD 5305966
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 67Active vs passive
$207M in ETFs
76%
$157M
<1%
$50.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $20.7M | 270,512 | 9.99% |
Location
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Location
, null
Headquartered in , null.
- Office locations
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