KA FUND ADVISORS, LLC
Firm details
- Headquarters
- HOUSTON, Texas
- CRD number
- 141037
- Registered since
- August 23, 2006
- Website
- kaynecapital.com
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies100%
- Services
- Portfolio Management for Investment Companies
Firm profile
FINTRXOverview
KA Fund Advisors, LLC is an SEC-registered investment adviser that appears to operate primarily as a manager of pooled investment vehicles and as a commodity-focused advisor. The firm is organized as an LLC and has been registered with the SEC since 2006. Its client base is institutional, and its stated business activities include acting as a CPO/CTA and providing portfolio management for investment companies. KA Fund Advisors charges fees as a percentage of assets under management and is not identified as an active ESG investor. Investment activity is concentrated and manager behavior points to direct management of a single large institutional mandate or pooled vehicle rather than a broad multi-client retail platform. The firm is not designated as a capital allocator, but its filings indicate use of third-party alternative strategies alongside internally managed commodity and energy-oriented exposures. Affiliations include roles as sponsor, general partner or managing member of pooled vehicles and connections to broker‑dealer and other investment adviser activities.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5JAMES BAKER
President, Chief Executive OfficerCRD 2930819
PAUL STAPLETON
CFOCRD 4848451
PAUL BLANK
President and COOCRD 4126840
Contacts
3 of 3ROBERT SINNOTT
Co-ChairmanCRD 2153155
RICHARD KAYNE
Founder & Co-ChairmanCRD 265609
Matthew Barbabella
General CounselCRD 7521288
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
HOUSTON, TX
HARRIS
Location
HOUSTON, TX
Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- HARRIS
- Address
- 717 Texas St
- Time zone
- CT (UTC-6)
- Office locations
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