KA Fund Advisors, LLC

RIASEC RegisteredEst. 2006
Total AUM
$3.2B
Discretionary
$3.2B
100% of AUM
Avg account
$3.2B
Accounts
1
Employees
38
Advisory reps
8

Firm details

Headquarters
Houston, Texas
CRD number
141037
Registered since
August 23, 2006
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

KA Fund Advisors, LLC is an SEC‑registered investment adviser organized as a limited liability company and classified as an institutional RIA. The firm acts as a commodity pool operator/commodity trading adviser (CPO/CTA) and provides portfolio management services for investment companies. Its clientele is institutional, and its advisory fees are charged as a percentage of assets under management. Ownership is listed as a combination of a domestic entity and an individual. KA Fund Advisors is not identified as an active ESG investor, is not a multistate adviser, and does not function as a capital allocator or pension consultant. The firm’s activity profile and reported affiliations indicate involvement beyond pure advisory services: it has ties to broker‑dealer activity, other investment advisers, and it serves as sponsor, general partner, or managing member of pooled investment vehicles. That structure aligns with its CPO/CTA designation and portfolio management work for investment companies.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • James Baker

    James Baker

    President, Chief Executive OfficerCRD 2930819

  • Paul Stapleton

    Paul Stapleton

    CFOCRD 4848451

  • Paul Blank

    Paul Blank

    President and COOCRD 4126840

Unlock 2 more executives

Contacts

3 of 3
  • Robert Sinnott

    Robert Sinnott

    Co-ChairmanCRD 2153155

  • Richard Kayne

    Richard Kayne

    Founder & Co-ChairmanCRD 265609

  • Matthew Barbabella

    Matthew Barbabella

    General CounselCRD 7521288

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
717 Texas St
Time zone
CT (UTC-6)
Office locations

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