K5 Global Advisor LLC

RIASEC RegisteredEst. 2021
Total AUM
$5.8B
Discretionary
$4.7B
80% of AUM
Avg account
$65M
Accounts
90
Employees
13
Advisory reps
5

Firm details

Headquarters
,
CRD number
314373
Registered since
May 24, 2021
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

K5 Global Advisor LLC is a venture-capital-focused adviser that acts primarily as the manager and sponsor of pooled investment vehicles for institutional clients. Registered with the SEC in 2021, the firm’s advisory activity centers on portfolio management for pooled funds and it frequently serves as general partner or managing member of those vehicles. Fee arrangements include both a percentage-of-AUM component and performance-based fees tied to fund outcomes. The firm’s client base is institutional, and its investment posture is centered on private-market strategies rather than public-market stock picking. K5 Global Advisor LLC is not an active ESG investor and does not position itself as a pension consultant or multi-state adviser. Its structure and activities indicate a manager that runs multiple pooled vehicles and allocates capital both through internal sponsorship and external third-party fund managers.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Christopher Moore

    Chief Financial OfficerCRD 8002335

Contacts

3 of 4
  • Michael Kives

    Michael Kives

    Co-Founder and Managing PartnerCRD 7344698

  • Bryan Baum

    Bryan Baum

    Co-Founder and Managing PartnerCRD 7344697

  • Michael Jen

    Compliance and Risk ManagerCRD 3243184

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth