K2 WEALTH MANAGEMENT LLC

RIASEC RegisteredEst. 2026

Total AUM

$120M

Discretionary

$115M

96% of AUM

Avg account

$324K

Accounts

370

Employees

Advisory reps

Firm details

Headquarters: CHICAGO, Illinois
CRD number: 332264
Registered since: April 6, 2026
Website: www.k2wealthllc.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Commissions
Client types: HNWI100%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

K2 Wealth Management LLC is an independent, individual-owned registered investment adviser that serves mainly individual and family clients. The firm provides financial planning, portfolio management for individuals and small businesses, and selects outside advisers when appropriate. It also operates as an insurance broker and uses a mix of fee arrangements — percentage of AUM, fixed fees and commissions — to serve different client needs. K2 is listed as a capital allocator and is not positioned as an active ESG investor. K2 became SEC-registered in 2026 and does not operate as a multi-state adviser. The firm’s model blends direct portfolio management with outsourced manager selection, which suggests a hybrid of in-house discretionary management and third-party allocations depending on client objectives.