JW Thompson Investments LLC

Overview

JW Thompson Investments LLC is a small advisory firm that serves individual and family clients, with a business model that blends advisory services and brokerage. The firm provides portfolio management for individuals, small businesses and institutions, and also offers pension consulting. Its compensation includes both a percentage-of-AUM fee schedule and fixed fees, and the adviser operates as a registered representative of a broker-dealer, which informs the mix of advisory and brokerage solutions it can deliver. Investment activity tilts toward equities: exchange-traded securities are the dominant asset class in client portfolios. The firm manages both discretionary and non-discretionary mandates and appears to use separately managed account structures alongside mutual funds and ETFs. JW Thompson Investments LLC is not an active ESG investor and is not registered as a multi-state adviser despite maintaining offices in more than one state.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices