JOHANNSEN & ASSOCIATES, INC.
Firm details
- Headquarters
- SANTA BARBARA, California
- CRD number
- 137013
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI80.21%
- Individuals19.79%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Johannsen & Associates, Inc. is a corporation focused on providing portfolio management services primarily for individuals and small businesses. The firm operates under a fee structure based on a percentage of assets under management (AUM). Catering to a client base that consists of individuals and families, Johannsen & Associates emphasizes personalized investment strategies tailored to meet the unique needs of its clients. The firm does not engage in active ESG investing and is not classified as a multi-state adviser or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities50%
- Cash & Cash Equivalents50%
Contacts
1 of 1DAVID JOHANNSEN
PresidentCRD 2430156
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
SANTA BARBARA, CA
SANTA BARBARA
Location
SANTA BARBARA, CA
Headquartered in SANTA BARBARA, CA, in the West of the United States.
- Region
- West
- County
- SANTA BARBARA
- Address
- 5290 Overpass Rd
- Time zone
- PT (UTC-8)
- Office locations
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